Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CSC Financial Ltd
FRN 730162
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 1 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 31 Oct 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- [FCA CF] Significant management (31 Oct 2020 to 26 Jul 2024)
- [FCA CF] Manager of certification employee (31 Oct 2020 to 26 Jul 2024)
- CF10 Compliance Oversight (28 Jun 2016 to 8 Dec 2019)
- CF1 Director (1 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Jun 2016 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.