Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Jan 2026)
    • [FCA CF] Client dealing (since 28 Jan 2026)
    • [FCA CF] Manager of certification employee (since 28 Jan 2026)
    • [FCA CF] Material risk taker (since 28 Jan 2026)
    • [FCA CF] Client dealing (since 28 Jan 2026)
    • [FCA CF] Manager of certification employee (since 28 Jan 2026)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Client dealing (18 May 2020 to 22 Jul 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (12 Oct 2016 to 18 Jun 2019)
    • CF30 Customer (27 Apr 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.