Salvatore Amura

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GOWER HOUSE FINANCIAL LIMITED

    FRN 607692

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (25 Apr 2014 to 8 Dec 2019)
    • CF1 Director (25 Apr 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (25 Apr 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Apr 2014 to 30 Sep 2018)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 17 Apr 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
  • The Financial Practice inc. Salv Amura IFA (no longer approved here)

    FRN 214460

    • (4)Employed By (1 Dec 2001 to 17 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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