Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [PRA CF] Managing a material risk taker (1 Dec 2017 to 28 Feb 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2023)
    • CF30 Customer (18 Feb 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.