Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (29 Jan 2020 to 19 May 2023)
    • [FCA CF] Client dealing (29 Jan 2020 to 19 May 2023)
    • [FCA CF] Manager of certification employee (29 Jan 2020 to 19 May 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (29 Jan 2020 to 19 May 2023)
    • [FCA CF] Manager of certification employee (29 Jan 2020 to 19 May 2023)
    • [FCA CF] Client dealing (29 Jan 2020 to 19 May 2023)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 2 Apr 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (10 Nov 2003 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Apr 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 2 Apr 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.