Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Material risk taker (since 1 Jan 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Feb 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 Feb 2018)
- CF29 Significant management (7 Apr 2010 to 28 Mar 2012)
- CF30 Customer (1 Nov 2007 to 28 Mar 2012)
- CF21 Investment Adviser (21 Jun 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (25 May 2023 to 7 May 2024)
- [FCA CF] Client dealing (25 May 2023 to 7 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.