Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Feb 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 Feb 2018)
    • CF29 Significant management (7 Apr 2010 to 28 Mar 2012)
    • CF30 Customer (1 Nov 2007 to 28 Mar 2012)
    • CF21 Investment Adviser (21 Jun 2005 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Manager of certification employee (25 May 2023 to 7 May 2024)
    • [FCA CF] Client dealing (25 May 2023 to 7 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.