Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • [FCA CF] Manager of certification employee (21 Mar 2024 to 30 May 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 8 Jul 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 May 2025)
  • JUPITER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 171847

    • [FCA CF] Manager of certification employee (21 Mar 2024 to 30 May 2025)
    • [FCA CF] Material risk taker (1 Feb 2021 to 8 Jul 2022)
    • [FCA CF] Client dealing (1 Feb 2021 to 30 May 2025)
    • CF30 Customer (10 Jul 2017 to 8 Dec 2019)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF30 Customer (17 Sep 2008 to 15 Nov 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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