Sally Patricia Grimes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2022)
    • CF10 Compliance Oversight (27 Oct 2014 to 8 Mar 2019)
    • CF11 Money Laundering Reporting (27 Oct 2014 to 8 Mar 2019)
    • CF30 Customer (10 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.