Sally Louise Ludlaim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 22 Jun 2024)
    • CF30 Customer (since 22 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 May 2024)
    • Appointed representative dealing with clients for which they require qualification (10 Jan 2024 to 12 Mar 2024)
    • CF30 Customer (8 Dec 2023 to 12 Mar 2024)
  • Bastet Wealth Management Ltd

    FRN 1015094

    • Employed By (since 22 Jun 2024)
  • Twelve Wealth Management Limited (no longer approved here)

    FRN 623784

    • Employed By (8 Dec 2023 to 12 Mar 2024)
  • BROOM CONSULTANTS LIMITED (no longer approved here)

    FRN 424217

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2021)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.