Sally Louise Bradshaw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OSL FINANCIAL CONSULTANCY LTD

    FRN 747664

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Mar 2021)
    • [FCA CF] Client dealing (since 29 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 19 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Oct 2024)
    • CF10 Compliance Oversight (5 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (5 Apr 2017 to 8 Dec 2019)
    • CF1 Director (23 Jan 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (12 Oct 2015 to 22 Jan 2017)
    • CF30 Customer (26 Jun 2009 to 22 Jan 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.