Sally Jane Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 Dec 2007)
    • CF30 Customer (since 28 Dec 2007)
  • Thompson Financial Ltd

    FRN 476977

    • Employed By (since 28 Dec 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
  • Direct Financial Planning (UK) Ltd (no longer approved here)

    FRN 155402

    • (4)Employed By (12 Sep 2000 to 18 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.