Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2025)
    • Responsible for Insurance Distribution (since 1 Apr 2025)
    • SMF16 Compliance Oversight (since 1 Apr 2025)
    • SMF3 Executive Director (since 1 Apr 2025)
  • Acumen Financial Planning Limited (no longer approved here)

    FRN 218745

    • Responsible for Insurance Distribution (10 Dec 2021 to 21 Sep 2023)
    • SMF16 Compliance Oversight (10 Dec 2021 to 21 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2021 to 21 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.