Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Legal and General Assurance Society Limited
FRN 117659
- [FCA CF] Significant management (since 21 May 2025)
- SMF16 Compliance Oversight (since 4 Mar 2025)
- [PRA CF] Key function holder (since 2 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 4 Mar 2025)
- [FCA CF] Material risk taker (2 Oct 2023 to 4 Mar 2025)
- [FCA CF] Significant management (29 Jun 2023 to 4 Mar 2025)
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- [FCA CF] Significant management (21 May 2025 to 29 Mar 2026)
- [PRA CF] Key function holder (4 Mar 2025 to 29 Mar 2026)
- [FCA CF] Manager of certification employee (3 Oct 2023 to 29 Mar 2026)
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- [FCA CF] Significant management (29 Jun 2023 to 27 Jan 2026)
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- SMF4 Chief Risk (9 Dec 2019 to 29 Jan 2025)
- CF28 Systems and controls (1 Aug 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.