Sally Anne Booker

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 13 Jun 2018)
    • CF30 Customer (since 13 Jun 2018)
    • CF3 Chief Executive (AR) (11 Dec 2012 to 28 Mar 2013)
    • CF1 Director (AR) (11 Dec 2012 to 29 Nov 2013)
    • CF2 Non Executive Director (AR) (19 Mar 2010 to 25 Jan 2012)
    • CF30 Customer (8 Feb 2010 to 29 Nov 2013)
  • Independent Living Specialists Limited

    FRN 810496

    • (1)Employed By (since 13 Jun 2018)
  • Aptus Wealth Limited (no longer approved here)

    FRN 630120

    • CF1 Director (AR) (13 Apr 2015 to 5 Oct 2015)
    • CF30 Customer (23 Jan 2015 to 11 Jun 2018)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (2 Apr 2015 to 12 Oct 2015)
  • Christopher Mayes (no longer approved here)

    FRN 135693

    • CF1 Director (AR) (2 Feb 2015 to 26 Mar 2015)
    • CF30 Customer (15 Dec 2014 to 26 Mar 2015)
  • Monetary Solutions Limited (no longer approved here)

    FRN 590335

    • CF1 Director (21 Nov 2013 to 17 Sep 2014)
    • CF30 Customer (21 Nov 2013 to 22 Nov 2014)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (28)Employed By (12 May 2003 to 31 Dec 2004)
  • Forvis Mazars Financial Planning Limited (no longer approved here)

    FRN 182644

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (28)Employed By at Place Campbell TrinityBridge Limited