Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 1 Mar 2012)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (8 Aug 2003 to 13 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.