Sally-Ann Orton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clydesdale Bank Plc

    FRN 121873

    • Director of firm who is not a certification employee or a SMF manager (since 30 Sep 2025)
  • Nationwide Building Society

    FRN 106078

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2023)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • SMF2 Chief Finance (16 Jul 2025 to 31 Jul 2025)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Significant management (22 Feb 2023 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (22 Feb 2023 to 1 Jun 2023)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • [FCA CF] Significant management (22 Feb 2023 to 1 Jun 2023)
    • [FCA CF] Manager of certification employee (22 Feb 2023 to 1 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.