Sally Ann Noble

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (13 Dec 2007 to 17 Apr 2026)
  • Sally Noble (no longer approved here)

    FRN 476445

    • (1)Employed By (13 Dec 2007 to 17 Apr 2026)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (16 Jul 2002 to 30 Nov 2004)
  • Direct Financial Planning (UK) Ltd (no longer approved here)

    FRN 155402

    • (2)Employed By (16 Jul 2002 to 30 Nov 2004)
  • Richard Thomas Associates (1935) (no longer approved here)

    FRN 173016

    • (2)Employed By (21 Jun 1999 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.