Sally Ann Johns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Firmitas Financial Services Limited
FRN 724293
- (5)Employed By (since 10 Mar 2026)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Jun 2019)
JPA Financial Planning Limited (no longer approved here)
FRN 999473
- (5)Employed By (10 Oct 2024 to 7 Apr 2026)
P W Associates Wealth Management Limited (no longer approved here)
FRN 600908
- (5)Employed By (7 Jun 2019 to 7 Sep 2020)
Coutts & Company (no longer approved here)
FRN 122287
- CF30 Customer (16 Nov 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.