Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aurea Financial Planning Limited (no longer approved here)

    FRN 121212

    • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2006)
    • CF1 Director (1 Dec 2001 to 31 May 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 26 Jul 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 26 Jul 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.