Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- SMF27 Partner (since 28 Jun 2022)
- [FCA CF] Significant management (12 Feb 2021 to 28 Jun 2022)
- [FCA CF] Client dealing (12 Feb 2021 to 28 Jun 2022)
- [FCA CF] Manager of certification employee (12 Feb 2021 to 28 Jun 2022)
- [FCA CF] Material risk taker (12 Feb 2021 to 28 Jun 2022)
- CF4 Partner (4 Feb 2019 to 3 Dec 2019)
- CF30 Customer (4 Oct 2017 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (4 May 2016 to 11 Aug 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Aug 2016)
- CF30 Customer (1 Jul 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.