Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Material risk taker (21 Dec 2023 to 31 Dec 2024)
    • [FCA CF] Client dealing (21 Dec 2023 to 31 Dec 2024)
    • SMF9 Chair of the Governing Body (17 Jul 2023 to 20 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2023)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
    • CF1 Director (11 Dec 2017 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (25 Nov 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (25 Nov 2014 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 11 Oct 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.