Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2020)
- [FCA CF] Material risk taker (since 6 Oct 2020)
- [FCA CF] Client dealing (since 27 May 2020)
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- [FCA CF] Client dealing (12 Nov 2018 to 22 May 2020)
- [FCA CF] Material risk taker (12 Nov 2018 to 22 May 2020)
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- CF30 Customer (7 Sep 2012 to 6 Mar 2016)
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- CF30 Customer (10 Sep 2009 to 22 Jun 2012)
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- CF30 Customer (11 May 2009 to 10 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.