Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Aug 2025)
    • [FCA CF] Client dealing (10 Aug 2020 to 14 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (10 Aug 2020 to 14 Oct 2021)
    • CF30 Customer (12 May 2014 to 8 Dec 2019)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (12 Feb 2002 to 26 Nov 2004)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.