Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 12 Aug 2025)
- [FCA CF] Client dealing (10 Aug 2020 to 14 Oct 2021)
- CF30 Customer (1 Nov 2007 to 29 May 2009)
- CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
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- [FCA CF] Client dealing (10 Aug 2020 to 14 Oct 2021)
- CF30 Customer (12 May 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (12 Feb 2002 to 26 Nov 2004)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 26 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.