Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 28 Jun 2021)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (26 Mar 2018 to 1 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.