Sajid Mahmood Zaman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (18 Jan 2021 to 16 Mar 2022)
- [FCA CF] Functions requiring qualifications (18 Jan 2021 to 16 Mar 2022)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jan 2021)
- CF1 Director (AR) (13 Jul 2010 to 3 Jun 2011)
- CF30 Customer (25 Jan 2010 to 29 Jan 2021)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (31 Mar 2013 to 29 Jan 2021)
Asset Wealth Managers Ltd (no longer approved here)
FRN 551145
- Employed By (16 Dec 2011 to 29 Jan 2021)
UK Personal Finance Ltd (no longer approved here)
FRN 467718
- Employed By (25 Jan 2010 to 29 Jan 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.