Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2017)
    • CF30 Customer (1 Nov 2007 to 22 May 2013)
    • CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (9 Oct 2013 to 22 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.