Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 31 Oct 2017)
- CF30 Customer (1 Nov 2007 to 22 May 2013)
- CF21 Investment Adviser (18 Jan 2005 to 31 Oct 2007)
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- CF30 Customer (9 Oct 2013 to 22 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.