Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- SMF19 Head of Overseas Branch/Head of Overseas (since 22 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2024 to 21 Aug 2024)
- SMF16 Compliance Oversight (26 Feb 2021 to 21 May 2025)
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TD Bank Europe Limited
FRN 165556
- SMF1 Chief Executive (since 22 Aug 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2024 to 21 Aug 2024)
- SMF16 Compliance Oversight (26 Feb 2021 to 21 May 2025)
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TD Execution Services Limited
FRN 472780
- SMF3 Executive Director (since 22 Aug 2025)
- SMF1 Chief Executive (since 22 Aug 2025)
- SMF16 Compliance Oversight (14 Aug 2024 to 21 May 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.