Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advent Life Sciences LLP
FRN 534269
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Oct 2022)
- CF10a CASS Oversight function (7 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Mar 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Mar 2013 to 8 Dec 2019)
- CF4 Partner (1 Dec 2012 to 8 Dec 2019)
- CF30 Customer (1 Dec 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.