Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CARAVEL FINANCIAL SERVICES LTD
FRN 757834
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- [FCA CF] Client dealing (since 11 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (28 Jun 2024 to 15 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (23 Mar 2021 to 7 Mar 2023)
- CF1 Director (AR) (24 Feb 2021 to 7 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.