Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 11 Feb 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2025)
  • OSL Financial Services Ltd (no longer approved here)

    FRN 948512

    • Appointed representative dealing with clients for which they require qualification (28 Jun 2024 to 15 Jan 2025)
  • Dragon Brokers Limited (no longer approved here)

    FRN 599430

    • Appointed representative dealing with clients for which they require qualification (23 Mar 2021 to 7 Mar 2023)
    • CF1 Director (AR) (24 Feb 2021 to 7 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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