Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (16 Dec 2022 to 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2022 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Oct 2022 to 1 Apr 2025)
    • [FCA CF] Client dealing (21 Sep 2022 to 1 Apr 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (16 Dec 2022 to 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Dec 2022 to 1 Apr 2025)
    • [FCA CF] Manager of certification employee (20 Oct 2022 to 1 Apr 2025)
    • [FCA CF] Client dealing (21 Sep 2022 to 1 Apr 2025)
  • LMR Partners LLP (no longer approved here)

    FRN 504126

    • [FCA CF] Client dealing (17 Mar 2021 to 24 Jun 2022)
    • CF30 Customer (5 Mar 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (30 Jan 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (30 Jan 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.