Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Jul 2025)
    • [FCA CF] Manager of certification employee (since 28 Jul 2025)
    • [FCA CF] Material risk taker (28 Jul 2025 to 6 Mar 2026)
    • [FCA CF] Manager of certification employee (since 28 Jul 2025)
    • [FCA CF] Client dealing (since 28 Jul 2025)
    • [FCA CF] Material risk taker (28 Jul 2025 to 6 Mar 2026)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (6 Jun 2023 to 24 Jan 2025)
    • [FCA CF] Material risk taker (25 Aug 2022 to 16 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2025)
    • CF30 Customer (30 Sep 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (6 Jun 2023 to 24 Jan 2025)
    • [FCA CF] Material risk taker (25 Aug 2022 to 16 Jun 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2025)
    • CF30 Customer (30 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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