Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Diligent Mortgage Services Ltd
FRN 912848
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Nov 2020)
- SMF16 Compliance Oversight (since 3 Feb 2020)
- SMF3 Executive Director (since 3 Feb 2020)
- Responsible for Insurance Distribution (since 3 Feb 2020)
- Responsibility for MCD Intermediation (since 3 Feb 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Mar 2020)
Recent activity
Updates to this individual's record on the FCA register.
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