Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 13 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (13 Oct 2021 to 31 Dec 2022)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Oct 2021)
    • [FCA CF] Client dealing (since 13 Oct 2021)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2021)
    • CF30 Customer (19 Sep 2018 to 8 Dec 2019)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.