Sachin Patel

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Natixis
FRN 206092
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 5 Mar 2021)
- CF30 Customer (2 Jul 2014 to 6 Mar 2016)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 24 Apr 2014)
- CF21 Investment Adviser (31 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.