Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 25 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Dec 2021)
    • [FCA CF] Material risk taker (18 Dec 2020 to 7 Dec 2021)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (5 May 2020 to 7 Dec 2021)
    • [FCA CF] Client dealing (3 Jan 2020 to 7 Dec 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (22 Jun 2018 to 7 Dec 2021)
    • [FCA CF] Client dealing (18 Sep 2017 to 7 Dec 2021)
    • [FCA CF] Manager of certification employee (14 Sep 2017 to 7 Dec 2021)
    • [FCA CF] Algorithmic trading (14 Sep 2017 to 7 Dec 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (6 Mar 2017 to 6 Jun 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2016)
    • [FCA CF] Significant management (7 Mar 2016 to 6 Jun 2017)
    • CF30 Customer (3 Sep 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (12 May 2006 to 20 Jun 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (12 May 2006 to 20 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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