Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NatWest Markets Plc
FRN 121882
- SMF10 Chair of the Risk Committee (since 25 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 7 Dec 2021)
- [FCA CF] Material risk taker (18 Dec 2020 to 7 Dec 2021)
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- [FCA CF] Manager of certification employee (5 May 2020 to 7 Dec 2021)
- [FCA CF] Client dealing (3 Jan 2020 to 7 Dec 2021)
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- [FCA CF] Material risk taker (22 Jun 2018 to 7 Dec 2021)
- [FCA CF] Client dealing (18 Sep 2017 to 7 Dec 2021)
- [FCA CF] Manager of certification employee (14 Sep 2017 to 7 Dec 2021)
- [FCA CF] Algorithmic trading (14 Sep 2017 to 7 Dec 2021)
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- [FCA CF] Manager of certification employee (6 Mar 2017 to 6 Jun 2017)
- [FCA CF] Client dealing (7 Mar 2016 to 28 Apr 2016)
- [FCA CF] Significant management (7 Mar 2016 to 6 Jun 2017)
- CF30 Customer (3 Sep 2013 to 6 Mar 2016)
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- CF21 Investment Adviser (12 May 2006 to 20 Jun 2006)
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- CF21 Investment Adviser (12 May 2006 to 20 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.