Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anthony Newman
FRN 575224
- (1)Employed By (since 11 Jan 2022)
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St. James's Place Wealth Management Plc
FRN 195351
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 30 Mar 2017)
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- (6)Employed By (7 Sep 2018 to 13 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at ARDU Ltd
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controlled function added: (6)Employed By at ARDU Ltd
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controlled function removed: Employed By at Anthony Newman
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controlled function added: (1)Employed By at Anthony Newman