Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Manager of certification employee (since 11 Jan 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Apr 2021)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2020)
- CF30 Customer (30 Jul 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 14 May 2008)
- CF26 Customer Trading (28 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.