Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Significant management (25 Mar 2020 to 5 Feb 2025)
    • [FCA CF] Manager of certification employee (3 Feb 2020 to 14 Oct 2024)
    • [FCA CF] Client dealing (24 Feb 2017 to 20 Feb 2026)
    • [FCA CF] Material risk taker (24 Feb 2017 to 20 Feb 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 2 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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