Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Material risk taker (since 1 Feb 2022)
- [FCA CF] Client dealing (since 3 Sep 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Material risk taker (since 1 Feb 2022)
- [FCA CF] Client dealing (since 3 Sep 2021)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 24 Aug 2021)
- [FCA CF] Client dealing (13 Sep 2018 to 24 Aug 2021)
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- [FCA CF] Client dealing (7 Mar 2016 to 14 Jun 2018)
- CF30 Customer (22 Oct 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.