Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- [FCA CF] Client dealing (since 23 Apr 2024)
- [FCA CF] Manager of certification employee (since 23 Apr 2024)
- [FCA CF] Material risk taker (since 23 Apr 2024)
- [FCA CF] Significant management (since 23 Apr 2024)
- CF30 Customer (29 Dec 2010 to 19 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.