Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2024)
    • CF30 Customer (since 20 Mar 2024)
    • (277)Employed By (since 20 Mar 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Feb 2024)
    • CF30 Customer (15 Mar 2018 to 9 Feb 2024)
  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (27)Employed By (15 Mar 2018 to 9 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.