Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 22 Jul 2020)
    • CF30 Customer (7 Jul 2014 to 6 Mar 2016)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Sep 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF26 Customer Trading (16 Oct 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Sep 2003 to 21 Jan 2005)
    • CF22 Investment Adviser (Trainee) (11 Sep 2002 to 18 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.