Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BMO Capital Markets Limited
FRN 170937
- [FCA CF] Significant management (since 1 Jun 2024)
- [FCA CF] Client dealing (since 1 Jun 2020)
- [FCA CF] Material risk taker (since 1 Jun 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Jul 2005 to 13 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.