Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 9 Jan 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
- CF30 Customer (7 Jun 2017 to 8 Dec 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 17 May 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 17 May 2017)
- [FCA CF] Material risk taker (7 Mar 2016 to 17 May 2017)
- CF30 Customer (2 Oct 2015 to 6 Mar 2016)
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- CF4 Partner (30 May 2013 to 29 Sep 2015)
- CF30 Customer (1 Aug 2012 to 10 Jul 2015)
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- CF30 Customer (29 Feb 2008 to 27 Apr 2012)
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- CF30 Customer (1 Nov 2007 to 18 Dec 2007)
- CF21 Investment Adviser (13 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.