Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis (no longer approved here)

    FRN 206092

    • CF30 Customer (19 Mar 2010 to 7 Sep 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 9 Mar 2011)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 9 Mar 2011)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (29 Oct 2004 to 19 Aug 2005)
    • CF22 Investment Adviser (Trainee) (31 Jan 2002 to 29 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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