Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 6 Dec 2023)
- [FCA CF] Manager of certification employee (since 6 Dec 2023)
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Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 6 Dec 2023)
- [FCA CF] Client dealing (since 6 Dec 2023)
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- [FCA CF] Manager of certification employee (13 Dec 2017 to 8 Sep 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Sep 2023)
- CF30 Customer (4 Mar 2015 to 6 Mar 2016)
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- CF30 Customer (12 Nov 2008 to 1 Oct 2014)
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- CF21 Investment Adviser (24 Jun 2003 to 24 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.