Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Apr 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Dec 2023 to 16 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (27 Nov 2023 to 16 Jan 2026)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (15)Employed By (10 Dec 2023 to 16 Jan 2026)

Recent activity

Updates to this individual's record on the FCA register.

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