Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Mar 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Feb 2009 to 28 Feb 2012)
  • Mortgage Options (Hull) (no longer approved here)

    FRN 463957

    • (1)Employed By (23 Feb 2007 to 2 Jun 2009)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (16 Jun 2006 to 26 Jan 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 16 Jun 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (16 Jun 2006 to 26 Jan 2007)
    • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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