Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 29 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 10 Apr 2013)
- CF4 Partner (AR) (10 Apr 2013 to 1 Sep 2025)
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DWB Wealth Consultancy Limited
FRN 598235
- (2)Employed By (since 10 Apr 2013)
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- CF30 Customer (16 Jul 2008 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.