Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 21 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2022)
- CF30 Customer (since 20 Dec 2021)
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Salop Financial Planning Ltd
FRN 958728
- (1)Employed By (since 20 Dec 2021)
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- [FCA CF] Manager of certification employee (6 Feb 2019 to 29 Jun 2021)
- [FCA CF] Functions requiring qualifications (6 Feb 2019 to 29 Jun 2021)
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- CF30 Customer (1 Nov 2007 to 28 Jul 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.